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【多选题】
巴塞尔委员会提出了与操作风险管理框架相关的十条定性原则,其中包括()
A.
董事会必须了解公司操作风险的主要方面,对操作风险管理框架进行审批和定期检查
B.
高级管理层应对框架的执行情况负责,银行各个岗位的人员应明确相应的职责
C.
银行应建立起相关程序对操作风险的整体情况和具体风险暴露损失进行日常监控
D.
银行监管应要求银行具备有成效的风险管理策略,并将其作为风险管理整体框架的一部分
E.
银行应当公开地充分地披露相关信息,使市场参与者对其操作风险管理框架做出客观评价
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【单选题】If an investor wants only investment grade bonds in her portfolio, she would be least likely to purchase a:
A.
2-year municipal bond rated A-
B.
3-year municipal bond rated BB
C.
15-year, semi-annual coupon corporate bond rated BBB
【单选题】If a foreign investor wants to set up a hotel, the investor must have an AISA _____.
A.
permission
B.
license
C.
pass
D.
investment
【简答题】土壤热量的主要来源是 ,土壤微生物活动产生的 、土壤内各种生化反应产生的 和来自地球内部的 也能不同程度的增加土壤热量。
【单选题】If an investor wants to know a company's cash balance at the end of the year, this balance is reported on the:
A.
balance sheet.
B.
statement of cash flows.
C.
income statement.
D.
A and
【单选题】If an investor starts with dollars and wants to end up with dollars in the future, which of the following is NOT an investment choice that can be made?
A.
Sell dollars at the spot rate, invest the proceeds in foreign currency-denominated financial instruments, and sign a forward exchange contract to buy the foreign currency
B.
Sell dollars at the spot rate, invest the proceeds in foreign currency-denominated financial instruments, and sign a forward exchange contract to buy dollars
C.
Sell dollars at the spot rate, invest the proceeds in foreign currency-denominated financial instruments, and then buy dollars at the future spot rate
D.
Buy a dollar-denominated financial asset
【简答题】If an institutional investor wants to borrow money for 30 days to finance a bond purchase, which of these is most likely to be the lowest loan rate available? A. Term repo rate B. Call money rate C. B...
【多选题】公共生活具有的特征:( )。
A.
活动范围的广泛性
B.
注重个人的隐蔽性
C.
交往对象的复杂性
D.
活动方式的多样性
【简答题】地球活动的能量来源主要来自()和()
【单选题】存在于钢材的杂质,对钢材的性能产生良好的影响的是()。
A.
B.
C.
D.
【单选题】An investor wants to hold 200 euro two years from today. The spot exchange rate is $1.31 per euro. If the euro denominated annual interest rate is 3.0% what is the price of a currency prepaid forward?
A.
$200
B.
$206
C.
$231
D.
$247
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