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【单选题】
下列各项中,关于经纪业务客户指令的说法不正确的是( )。
A.
证券经纪商必须严格按客户的指令买卖证券,不能自作主张,擅自改变客户的指令
B.
客户的指令具有权威性
C.
证券经纪商可以根据市场行情,在维护客户权益的前提下,改变客户的指令,事后向客户解释说明
D.
为了维护客户的权益,即使情况发生变化而不得不变更委托指令时,也必须事先征得客户的同意
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【简答题】Risk ysis is the study of the underlying ( ) of a given course of action and refers to the uncertainty of forecasted cash flow streams, the variance of portfolio/stock returns, the probability o...
【多选题】Risk analysis is the study of the underlying uncertainty of a given course of action and refers to() .
A.
the uncertainty of forecasted cash flow streams
B.
the variance of portfolio/stock returns
C.
the probability of a project's success or failure
D.
the possible future economic states
【判断题】现实太残酷,不符合伟大理想,只能对现实全盘否定了。
A.
正确
B.
错误
【单选题】As part of risk management process,you just created an overall risk ranking of the project,created list of prioritized risks,identified which risks need additional analysis and determined trends in ri...
A.
Analyze the effect of risk events and assign a numerical rating to those risk
B.
Create a list of identified risk
C.
Determine the fundamental conditions or events that may give rise to identified risk(root causes of ri
D.
Note down the list of potential responses to the risk
【单选题】I first met your sister ten years ago, when she ____at a supermarket as a salesgirl.
A.
has worked
B.
had worked
C.
was working
D.
had been working
【判断题】Risk analysis of the purchase project should be completed after contracts have been signed.
A.
正确
B.
错误
【多选题】Analysis of the ethics of clinical research requires evaluation of three related risk-benefit profiles:
A.
the risk-benefit profile of the interventions(s) under study
B.
the risk-benefit profile of the included research procedures
C.
the risk-benefit profile of the study as a whole
D.
the risk-benefit profile of the investigator
【单选题】Contained within the first step of a five step process to determine the risk analysis of the project’s risk events, a process of ________ is performed to see if the risk should be included or excluded...
A.
Determining the probability
B.
Contingency effort
C.
Assessing the consequences and severity
D.
Screening
【判断题】Prospective of economic growth is one of the quantitative factors in country risk analysis.
A.
正确
B.
错误
【简答题】城市给水工程系统布置形式有 统一给水系统 ; ; ; 。
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